Compliance Officer (SEBI Registered PMS) - (Wealth / Investment)

"Experienced Compliance Officer to manage regulatory compliance for a SEBI-registered PMS business. Strong knowledge of SEBI regulations and hands-on experience in compliance within the Indian capital markets ecosystem is essential. Required Candidate profile Knowledge of PMS, RIA, AIF, PMLA, KYC/AML, FATCA/CRS and related regulatory frameworks. In-depth knowledge of SEBI regulations, circulars, and compliance requirements. Role: Investment Advisor Industry Type: Financial Services (Asset Management) Department: BFSI, Investments & Trading Employment Type: Full Time, Permanent Role Category: Trading, Asset & Wealth Management Education UG: Any Graduate Key Skills Skills highlighted with ‘‘ are preferred keyskills Portfolio Management ServicesRIAInvestment AdvisorySEBIAif HNIAlternative InvestmentsAlternative Investment FundIndian MarketFamily OfficeFinancial AdvisoryWealth ManagementRegulatory ComplianceInvestment"

"Experienced Compliance Officer to manage regulatory compliance for a SEBI-registered PMS business. Strong knowledge of SEBI regulations and hands-on experience in compliance within the Indian capital markets ecosystem is essential.

Knowledge of PMS, RIA, AIF, PMLA, KYC/AML, FATCA/CRS and related regulatory frameworks. In-depth knowledge of SEBI regulations, circulars, and compliance requirements.

Graduate or Postgraduate in Law (LLB, LLM), Company Secretary (CS), or Business Administration/Finance or a relevant discipline