Hiring Compliance Professionals | Managerial Role - Lending

"Job description About Angel One: For nearly three decades, Angel One has been making investing and wealth creation more accessible and engaging for Indians. Today, 3.7+ crore customers trust Angel One across investing, trading, wealth creation, and credit. We are one of the best fintech platforms, building simple, intelligent and seamless financial experiences for millions of users across the country. From investing and trading to wealth creation and credit, everything we build is focused on making financial journeys easier, faster, more accessible and engaging. We believe strong fundamentals matterin investing, in technology and in the way we build our teams. Trust, simplicity, speed and long-term thinking shape how we work and what we build. Here, people work on real problems at real scale. Millions of users interact with our platform every day, and every team plays a role in shaping that experience. We move fast, take ownership and keep learning along the way. No matter the role, people here are encouraged to share ideas, challenge the usual and build things that create real impact. If you're excited to solve meaningful problems, build at scale, and shape the future of financial services, you'll fit right in. Be part of our team that’s scaling sustainably, thinking big, and building for the billion! Job Title: Compliance Manager (Lending) Location: Mumbai (Andheri East) What you will do: Role Overview The NBFC Compliance Manager will be responsible for ensuring compliance with applicable regulatory requirements, circulars, and guidelines issued by the Reserve Bank of India (RBI) and other applicable authorities. The role involves monitoring regulatory changes, implementing compliance frameworks, coordinating audits and inspections, and ensuring adherence to internal policies and governance standards. Key Responsibilities Regulatory Compliance Ensure compliance with RBI regulations applicable to NBFCs, including prudential norms, KYC/AML requirements, Fair Practices Code, outsourcing guidelines, and IT/cybersecurity requirements. Track and interpret regulatory updates, circulars, and notifications issued by RBI, FIU-IND, and other regulators. Compliance Monitoring & Reporting Conduct periodic compliance reviews and testing across business functions. Prepare, review, and submit RBI returns and regulatory filings within prescribed timelines. Handle NBS Returns, XBRL, CRILC reporting, ALM & Liquidity reporting, Capital Adequacy (CRAR) reporting, Statutory Compliance Certificates, FIU-IND Reporting (CTR/STR) & CKYCR uploads and reporting. Maintain compliance dashboards, trackers, and MIS for senior management and committees. Escalate compliance gaps and monitor closure of observations. Policy & Governance Draft, review, and update compliance policies, SOPs, and governance frameworks. Ensure implementation of internal controls and compliance monitoring mechanisms. Support Board and Committee reporting related to compliance matters. KYC / AML Compliance Monitor adherence to KYC, AML, PMLA, and customer due diligence requirements. Coordinate suspicious transaction monitoring and regulatory reporting requirements. Conduct periodic compliance training and awareness programs. Audit & Regulatory Inspections Coordinate with internal auditors, statutory auditors, and regulators during audits and inspections. Track audit observations and ensure timely remediation. Maintain documentation and evidence for regulatory inspections. Who you are: Bachelor’s degree in finance, Law, Commerce, Business Administration, or related field. 5–10 years of experience in compliance, risk, audit, or regulatory roles within NBFCs or banks. Strong understanding of RBI regulations and NBFC compliance requirements. Skills Required Knowledge of RBI Master Directions and NBFC regulatory framework. Understanding of KYC, AML, PMLA, outsourcing, and digital lending guidelines. Strong analytical, documentation, and stakeholder management skills. Ability to interpret regulations and implement compliance controls. Proficiency in MS Excel, reporting, and compliance tracking tools."

Ensure compliance with RBI regulations applicable to NBFCs, including prudential norms, KYC/AML requirements, Fair Practices Code, outsourcing guidelines, and IT/cybersecurity requirements. Track and interpret regulatory updates, circulars, and notifications issued by RBI, FIU-IND, and other regulators. Compliance Monitoring & Reporting Conduct periodic compliance reviews and testing across business functions. Prepare, review, and submit RBI returns and regulatory filings within prescribed timelines. Handle NBS Returns, XBRL, CRILC reporting, ALM & Liquidity reporting, Capital Adequacy (CRAR) reporting, Statutory Compliance Certificates, FIU-IND Reporting (CTR/STR) & CKYCR uploads and reporting. Maintain compliance dashboards, trackers, and MIS for senior management and committees. Escalate compliance gaps and monitor closure of observations. Policy & Governance Draft, review, and update compliance policies, SOPs, and governance frameworks. Ensure implementation of internal controls and compliance monitoring mechanisms. Support Board and Committee reporting related to compliance matters. KYC / AML Compliance Monitor adherence to KYC, AML, PMLA, and customer due diligence requirements. Coordinate suspicious transaction monitoring and regulatory reporting requirements. Conduct periodic compliance training and awareness programs. Audit & Regulatory Inspections Coordinate with internal auditors, statutory auditors, and regulators during audits and inspections. Track audit observations and ensure timely remediation. Maintain documentation and evidence for regulatory inspections.

Bachelor’s degree in finance, Law, Commerce, Business Administration, or related field. 5–10 years of experience in compliance, risk, audit, or regulatory roles within NBFCs or banks. Strong understanding of RBI regulations and NBFC compliance requirements.

Graduate or Postgraduate in Law (LLB, LLM), Company Secretary (CS), or Business Administration/Finance or a relevant discipline