Hiring Now | Compliance Officer – Securities & Investments - SEBI

"Manage regulatory compliance for the firm’s SEBI-registered Portfolio Management Services (PMS) business. Strong knowledge of SEBI regulations and hands-on experience in compliance within the Indian capital market Required Candidate profile Compliance experience in a SEBI-registered PMS, RIA, or AIF entity. Strong knowledge of SEBI regulations, PMLA, KYC/AML, FATCA/CRS, and regulatory reporting. LLB/CS/CA/CFA qualification preferred. Perks and benefits 9 to 6.30 (Alt Saturday Off, Alt Sat Half day) Role: BFSI, Investments & Trading - Other Industry Type: Financial Services Department: BFSI, Investments & Trading Employment Type: Full Time, Permanent Role Category: BFSI, Investments & Trading - Other Education UG: Any Graduate Key Skills Skills highlighted with ‘‘ are preferred keyskills HNIPMS ComplianceFATCASEBI ComplianceWealth Management AMLRegulatory AuditRegulatory ReportingCompliance MonitoringCRSRIA ComplianceSEBI FilingsFamily OfficeInvestor GrievanceRisk & ComplianceKYCSEBI InspectionPMLARegulatory Compliance"

"Manage regulatory compliance for the firm’s SEBI-registered Portfolio Management Services (PMS) business. Strong knowledge of SEBI regulations and hands-on experience in compliance within the Indian capital market

Compliance experience in a SEBI-registered PMS, RIA, or AIF entity. Strong knowledge of SEBI regulations, PMLA, KYC/AML, FATCA/CRS, and regulatory reporting. LLB/CS/CA/CFA qualification preferred

LLB/CS/CA/CFA qualification