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Compliance

Hiring Now | RBI Regulatory Affairs & Compliance

📍 MumbaiOn-sitePermanent🕐 8–13 years experience
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About This Role

"Job description The opportunity - Manage surveillance, enforcement and compliance for ecosystem partners and members to ensure adherence to set standards and processes Key responsibilities Tracking regulatory Circulars, Notices and Regulation RBI filings Conducting Steering Committee Meetings and preparing MoM Preparing Board updates and ATR Internal Audit and regulatory Inspection Drafting Policy and Procedures Engage with the team in formulation of policies and processes for ecosystem partners and members, initiate measures and oversee execution to maintain compliance. Conduct periodic reviews of compliance levels to identify bottlenecks and enable elimination of the same to ensure that there are no deviations Interpret relevant regulatory circulars/directions and monitor regulatory activities Filing of periodical reports with the regulator Initiate coordination with the respective product, operations and BD teams to ensure that the required information and safeguards are maintained as per defined standards. Key skills and experience required - Preferably from BFSI industry in compliance/law Any graduate /Masters degree in the related field Proven experience in project management, risk & compliance laws. AI-enabled mindset with the ability to leverage AI/ML tools and insights to drive smarter decision-making, improve data workflows, and enhance outcomes. Role: Risk Management & Compliance - Other Industry Type: FinTech / Payments Department: Risk Management & Compliance Employment Type: Full Time, Permanent Role Category: Risk Management & Compliance - Other Education UG: LLB - Bachelor of Laws in Any Specialization PG: MBA/PGDM in Any Specialization, CA in CA, LLM in Any Specialization, CS in CS"

Responsibilities

Tracking regulatory Circulars, Notices and Regulation RBI filings Conducting Steering Committee Meetings and preparing MoM Preparing Board updates and ATR Internal Audit and regulatory Inspection Drafting Policy and Procedures Engage with the team in formulation of policies and processes for ecosystem partners and members, initiate measures and oversee execution to maintain compliance. Conduct periodic reviews of compliance levels to identify bottlenecks and enable elimination of the same to ensure that there are no deviations Interpret relevant regulatory circulars/directions and monitor regulatory activities Filing of periodical reports with the regulator Initiate coordination with the respective product, operations and BD teams to ensure that the required information and safeguards are maintained as per defined standards.

Requirements

Preferably from BFSI industry in compliance/law Any graduate /Masters degree in the related field Proven experience in project management, risk & compliance laws.

Qualification

UG: LLB - Bachelor of Laws in Any Specialization PG: MBA/PGDM in Any Specialization, CA in CA, LLM in Any Specialization, CS in CS"

Position Details

Department
Compliance
Location
Mumbai
Workplace
On-site
Employment
Permanent
Experience
8–13 years
Regulatory Domain
RBI

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