Principal Officer - Merchant Banking | NISM IX

Urgently Hiring – Principal Officer | Merchant Banking Category I Location: Ahmedabad Experience: 8–12+ Years Qualification: CA / CS / MBA Finance / CFA / Postgraduate in Finance, Commerce, Law or Capital Markets Certification Preferred: NISM Series IX – Merchant Banking About the Role Estabizz Fintech is hiring a Principal Officer – Merchant Banking Category I for one of its clients, a professionally managed Chartered Accountancy firm based in Ahmedabad that is currently applying for SEBI Merchant Banker Category I registration. We are looking for a mature, detail-oriented professional capable of independently leading merchant banking assignments and representing the organisation before clients, regulators and market intermediaries, with a balanced approach to business development, compliance, transaction execution and risk management The candidate will lead the proposed Merchant Banking division with a focus on Main Board IPOs, SME IPOs, issue management, due diligence, offer document preparation, regulatory coordination and transaction execution. Key Responsibilities  Lead end-to-end Main Board IPO and SME IPO assignments, including client onboarding, IPO readiness, transaction planning, due diligence, regulatory filings and listing coordination.  Review and supervise DRHP, RHP, Prospectus, offer documents, financial/litigation disclosures, risk factors and other IPO documentation.  Coordinate with SEBI, NSE, BSE, ROC, depositories, registrars, bankers, legal counsel, auditors and other intermediaries.  Supervise legal, financial, secretarial, business and management due diligence and ensure accurate, adequate and compliant disclosures.  Handle SEBI/Stock Exchange observations, regulatory correspondence and timely submissions.  Develop internal SOPs, checklists, documentation standards, due diligence processes and compliance systems.  Advise clients on IPO structure, listing route, capital structure, valuation, promoter dilution, pre-IPO restructuring and transaction planning.  Lead, mentor and supervise analysts, associates, documentation and transaction teams.  Ensure strong governance, confidentiality, conflict management, regulatory compliance and timely execution. Required Experience & Knowledge  Strong practical experience in Merchant Banking, Investment Banking, IPO Advisory, Capital Markets, Corporate Finance or Securities Law.  Prior experience in Main Board IPO and/or SME IPO is highly preferred.  Strong working knowledge of: o SEBI ICDR & Merchant Banker Regulations o SEBI LODR Regulations o Companies Act, 2013 o NSE/BSE Listing Requirements o Due diligence and disclosure standards o Corporate governance and pre-IPO advisory o Capital market documentation and regulatory filings Key Skills IPO Execution | Issue Management | Due Diligence | SEBI Compliance | Offer Documents | Capital Markets | Regulatory Coordination | Client Advisory | Team Leadership | Documentation & Drafting Key Performance Areas  Successful execution of Main Board IPO and SME IPO mandates  Quality and accuracy of offer documents and regulatory submissions  Timely response to SEBI and stock exchange observations  Proper maintenance of due diligence records and compliance files  Effective coordination with clients and intermediaries  Development of internal processes and execution checklists  Building and mentoring a competent merchant banking team  Ensuring strong governance, confidentiality, and regulatory compliance Interested candidates can apply by sharing their CV at HR@estabizz.com or WhatsApp at +918435493505 Regards, Radhika Sharma HR Manager Estabizz Fintech Private Limited

 Lead end-to-end Main Board IPO and SME IPO assignments, including client onboarding, IPO readiness, transaction planning, due diligence, regulatory filings and listing coordination.  Review and supervise DRHP, RHP, Prospectus, offer documents, financial/litigation disclosures, risk factors and other IPO documentation.  Coordinate with SEBI, NSE, BSE, ROC, depositories, registrars, bankers, legal counsel, auditors and other intermediaries.  Supervise legal, financial, secretarial, business and management due diligence and ensure accurate, adequate and compliant disclosures.  Handle SEBI/Stock Exchange observations, regulatory correspondence and timely submissions.  Develop internal SOPs, checklists, documentation standards, due diligence processes and compliance systems.  Advise clients on IPO structure, listing route, capital structure, valuation, promoter dilution, pre-IPO restructuring and transaction planning.  Lead, mentor and supervise analysts, associates, documentation and transaction teams.  Ensure strong governance, confidentiality, conflict management, regulatory compliance and timely execution.

 Strong practical experience in Merchant Banking, Investment Banking, IPO Advisory, Capital Markets, Corporate Finance or Securities Law.  Prior experience in Main Board IPO and/or SME IPO is highly preferred.  Strong working knowledge of: o SEBI ICDR & Merchant Banker Regulations o SEBI LODR Regulations o Companies Act, 2013 o NSE/BSE Listing Requirements o Due diligence and disclosure standards o Corporate governance and pre-IPO advisory o Capital market documentation and regulatory filings

CA / CS / MBA Finance / CFA / Postgraduate in Finance, Commerce, Law or Capital Markets