About This Role
Compliance Manager – Broker compliance
Experience: 3–5 Years
Location: Remote
Company: Estabizz Fintech Private Limited
We are looking for an experienced IRDAI Compliance professional who can independently manage day-to-day regulatory and client compliance assignments.
Key Responsibilities
• Manage all statutory and periodic Insurance broker releated filings including monthly, quarterly, half-yearly, annual and ad-hoc returns through the updated IRDAI BAP Portal.
• Maintain and follow the client-wise compliance calendar and ensure all regulatory deadlines are met on time.
• Track latest regulatory circulars, regulations and regulatory updates and communicate applicable changes to clients.
• Handle new IRDAI applications, Change of Control applications, renewals, modifications and other regulatory submissions.
• Coordinate with clients for documents, information, clarifications and pending compliance requirements.
• Handle routine client queries independently and discuss complex matters with senior team members wherever required.
• Prepare responses and supporting documents for queries or observations raised by IRDAI.
• Maintain proper client-wise records, filing acknowledgements, regulatory correspondence and compliance trackers.
• Provide daily client-wise activity updates, including work completed, pending items, upcoming deadlines and matters requiring escalation.
• Taking care of change of control and management as well as new application
Candidate Profile
• 3–5 years of practical experience in IRDAI regulatory Insurance broker compliance / insurance intermediary compliance.
• Strong hands-on experience with the IRDAI BAP Portal is mandatory.
• Good understanding of compliance requirements applicable to insurance brokers and other insurance intermediaries.
• Experience in handling regulatory applications and client coordination will be preferred.
• Strong follow-up, documentation, drafting, and communication skills.
• Should be organized, deadline-oriented, and capable of independently managing multiple client assignments.
Education: Graduate or postgraduate in Law (LLB, LLM), company secretary (CS), or business administration/finance or a relevant discipline
Interested candidates may share their CV at:
HR@estabizz.com
WhatsApp: +918435493505
Regards,
Radhika Sharma
HR Manager
Estabizz Fintech Private Limited
Responsibilities
• Manage all statutory and periodic Insurance broker releated filings including monthly, quarterly, half-yearly, annual and ad-hoc returns through the updated IRDAI BAP Portal.
• Maintain and follow the client-wise compliance calendar and ensure all regulatory deadlines are met on time.
• Track latest regulatory circulars, regulations and regulatory updates and communicate applicable changes to clients.
• Handle new IRDAI applications, Change of Control applications, renewals, modifications and other regulatory submissions.
• Coordinate with clients for documents, information, clarifications and pending compliance requirements.
• Handle routine client queries independently and discuss complex matters with senior team members wherever required.
• Prepare responses and supporting documents for queries or observations raised by IRDAI.
• Maintain proper client-wise records, filing acknowledgements, regulatory correspondence and compliance trackers.
• Provide daily client-wise activity updates, including work completed, pending items, upcoming deadlines and matters requiring escalation.
• Taking care of change of control and management as well as new application
Requirements
3–5 years of practical experience in IRDAI regulatory Insurance broker compliance / insurance intermediary compliance.
• Strong hands-on experience with the IRDAI BAP Portal is mandatory.
• Good understanding of compliance requirements applicable to insurance brokers and other insurance intermediaries.
• Experience in handling regulatory applications and client coordination will be preferred.
• Strong follow-up, documentation, drafting, and communication skills.
• Should be organized, deadline-oriented, and capable of independently managing multiple client assignments.
Qualification
Graduate or postgraduate in Law (LLB, LLM), company secretary (CS), or business administration/finance or a relevant discipline
Skills
BAP PortalIRDAI RegulationIRDAI Compliance