AML / CFT Regulatory Services

FIU-IND & AML Compliance

Structured anti-money laundering compliance and FIU-IND registration support for NBFCs, fintechs, payment entities and capital market intermediaries.

Our FIU-IND & AML Services

Registration

FIU-IND Registration

Entities regulated under the Prevention of Money Laundering Act (PMLA) — including NBFCs, payment system operators, insurance companies and capital market intermediaries — are required to register with the Financial Intelligence Unit – India (FIU-IND). Estabizz provides end-to-end support for the registration process, from eligibility determination and documentation to portal filing and post-registration compliance set-up.

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Compliance

PMLA Compliance Advisory

Compliance under the Prevention of Money Laundering Act (PMLA) goes beyond registration — it requires a living framework of policies, procedures, systems and governance. Estabizz helps regulated entities design, implement and maintain an effective AML/CFT compliance programme that satisfies PMLA obligations, regulator expectations and FATF standards.

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Policy

AML Policy Drafting

A well-drafted AML policy is the cornerstone of PMLA compliance. Estabizz drafts, reviews and updates AML/CFT policy documents that are regulator-ready, operationally practical and calibrated to your specific business model — whether you are an NBFC, payment aggregator, insurance entity, stockbroker or fintech platform.

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Risk

AML Risk Assessment

A risk-based approach to AML/CFT begins with a thorough institutional risk assessment. Estabizz conducts structured AML risk assessments using FATF methodology and RBI/SEBI guidance, identifying your entity's inherent risks, evaluating existing controls, and producing a residual risk rating with a prioritised remediation roadmap.

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KYC

CKYC Registration & Reporting

The Central KYC Registry (CKYCR), managed by CERSAI, is a centralised repository for KYC records of financial sector customers. Regulated entities — banks, NBFCs, insurance companies, mutual funds, stockbrokers — are required to upload customer KYC data to CKYCR and update records whenever changes occur. Estabizz assists with CKYCR registration, technical integration, data submission and ongoing reporting obligations.

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