SEBI
Centralized reporting for investor demise through KRAs
Centralized Reporting for Investor Demise through KRAs In order to streamline the transmission process in the securities market, a centralized…
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Internal Audit of Trading Members-Update
Internal Audit of Trading Members-Update Introduction and Purpose This communication pertains to Exchange Circular No. NSE/INSP/56678 dated May 11,…
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Updated penalties for audit report submissions
Updated penalties for audit report submissions Note: This revised circular is in reference to NSE Circular Ref No-NSE/INSP/53530 dated September…
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Reporting Requirement on Bank Guarantees (BGs) created out of clients’ funds
Reporting Requirement on Bank Guarantees (BGs) created out of clients’ funds This article provides important information regarding the reporting requirement…
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Operating Guidelines for Trading Supported by Blocked Amount in Secondary Market -NSE
Operating Guidelines for Trading Supported by Blocked Amount in Secondary Market – NSE Segment: Equity Cash Segment In an effort…
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Extension of Timeline for Verification of Market Rumors by Listed Entities
Extension of Timeline for Verification of Market Rumors by Listed Entities Introduction: In accordance with the SEBI (Listing Obligations…
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SEBI Extends Timelines for Nomination of Mutual Fund Unit Holders
SEBI Extends Timelines for Nomination of Mutual Fund Unit Holders Introduction SEBI, through several circulars, has outlined the requirement for…
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SEBI Implements New Timelines for Nomination and Submission of PAN, Nomination, and KYC Details for Trading and Demat Accounts
SEBI Implements New Timelines for Nomination and Submission of PAN, Nomination, and KYC Details for Trading and Demat Accounts Introduction:…
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SEBI Circular: Revised Reporting Format for Regulatory Compliance of AIFs
SEBI Circular: Revised Reporting Format for Regulatory Compliance of AIFs Introduction This circular pertains to the regulatory reporting requirements for…
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