SEBI
A $7.5 billion derivative trade shifts to India as SGX feud ends
A $7.5 billion derivative trade shifts to India as SGX feud ends Synopsis As a cross-border trading connection between the…
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Nifty starts trading offshore when it returns to Gift City.
As it returns to Gift City, the Offshore Nifty starts trading. SGX at Gift City, Gandhinagar After more than two…
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SEBI creates an ASBA-like mechanism for secondary market trading.
Sebi creates an ASBA-like mechanism for secondary market trading. In an attempt to safeguard investors' money from misuse and…
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AIF’s liquidation plans and valuation methodologies are published by SEBI
Investors will benefit from a standard technique for evaluating Alternate Investment Funds (AIFs) and liquidation scheme processes that was announced…
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Upstreaming of Client funds by Stock Brokers / Clearing members to CC
Upstreaming of Client funds by Stock Brokers / Clearing members to CC Applicability from 1st July 2023 Operational requirement…
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Understanding the Regulatory Framework for Execution Only Platforms in Mutual Funds.
Understanding the Regulatory Framework for Execution Only Platforms in Mutual Funds. Recent years have seen a significant increase in the…
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Merchant Banker Registration and compliance
WHO IS A MERCHANT BANKER? "Mercantile banker" is defined as any person who is engaged in the business of issue…
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Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems (SEBI Circular ) Implementation April 1, 2023
To All Registered Stock Brokers Rapid changes in technology have made it easier to trade stocks electronically on the stock…
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How to become a Stock Broker
How to become a Stock Broker To become a stock broker, you must meet qualifications and do particular actions. Here…
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