Resilient Capital Markets – SEBI Chairman Urges Brokers and Mutual Funds to Move Beyond Compliance The journey toward Resilient Capital Markets requires more than regulatory compliance—it demands intent, accountability, and strong ethical culture. This was the central message delivered by SEBI Chairman Tuhin Kanta Pandey at the Morningstar Investment Conference India. In his address, Pandey emphasised that brokers, mutual funds, distributors, and advisors must adopt a more proactive, duty-bound approach to investor protection, transparency, and […]

PMS Business Transfer Process – SEBI’s Powerful New Framework to Simplify Operations and Support Business Growth The Securities and Exchange Board of India (SEBI) has unveiled a streamlined PMS Business Transfer Process, enabling portfolio managers to transfer their Portfolio Management Services (PMS) business smoothly from one entity to another. This move reinforces SEBI’s broader agenda of enhancing ease of doing business, reducing regulatory friction, and strengthening governance within India’s investment management industry. With PMS continuing […]

Tryfacta IPO GIFT City – A Landmark Move for India’s International Financial Hub The upcoming Tryfacta IPO GIFT City has sparked considerable interest across financial and regulatory circles. US-based Tryfacta Inc., a long-established technology and staffing solutions provider, is preparing to file its draft prospectus later this month with a view to raising USD 100–150 million through a public listing on the international exchanges operating within Gujarat International Finance Tec-City (GIFT City). If successful, this […]

Tata India Dynamic Equity Fund GIFT City – A Strategic Gateway for Global Investors The launch of the Tata India Dynamic Equity Fund GIFT City marks another important milestone in India’s ambition to position GIFT IFSC as a globally competitive financial hub. With a minimum investment size of just USD 500, Tata Asset Management has opened the doors for international investors, NRIs and OCIs to participate directly in India’s equity growth story—without the tax complexities […]

ARISE-India Retail Investor Protection: India’s Top Brokers Unite for Safer Markets Executive Summary / Key Highlights India’s largest stockbrokers have launched ARISE-India Retail Investor Protection to safeguard and empower retail investors. The initiative comes amid SEBI’s crackdown on speculative derivatives trading, particularly index options. ARISE-India will exclusively focus on retail investor safeguards, unlike other associations such as ANMI and BBF. Aims to promote financial literacy, fair tax reforms (STT/LTCG), and higher retail participation in the […]