Indian Mutual Fund Industry Growth: SEBI Chief Sees Vast Headroom Executive Summary / Key Highlights SEBI Chairman Tuhin Kanta Pandey sees vast headroom for Indian Mutual Fund Industry Growth, calling it a driver of domestic savings and productive investments. Mutual fund investors have grown from 1 crore in 2015 to 5.6 crore in 2025. SIPs are central to Indian Mutual Fund Industry Growth, fostering discipline among households. Emphasis on data privacy, vendor accountability, and fraud […]

SEBI proposals for investment advisers and analysts – New rules Executive Summary / Key Highlights – SEBI Proposals for Investment Advisers and Analysts SEBI Consultation Paper proposes dropping subject restrictions for investment advisers (IAs) and research analysts (RAs). Any graduate from any discipline (engineering, law, science, commerce, etc.) can apply after clearing the relevant NISM exams. Overhaul of compliance, registration, and data disclosure norms to reduce red tape. Past performance data sharing allowed on request, […]

NSE BSE SOP for Merger and Demerger Approvals Explained Faster M&A Clearances Under NSE-BSE SOP – Will the Roadblocks Stay?  Executive Summary Overview of NSE BSE SOP for Merger and Demerger Approvals NSE & BSE’s new Standard Operating Procedure (SOP) for mergers and demergers came into effect on 1 August, promising faster, fully digital processing. If documents are complete, review time is targeted at seven working days, compared to the previous 3–5 months. Physical paperwork […]

Redefining Role of Independent Directors – SEBI’s Vision Executive Summary / Key Highlights – Redefining Role of Independent Directors SEBI Chairman Tuhin Kanta Pandey calls for a paradigm shift in how independent directors are appointed, perceived, and engaged in corporate governance. Emphasis on treating them as “stewards of accountability” rather than honorary advisors. Calls for freedom to dissent, deeper understanding of emerging risks like AI governance, cyber threats, and ESG disclosures. Advocates for continuous orientation […]

AMFI 12-Month Commission Lock-in – New Rules for MFDs Executive Summary / Key Highlights AMFI 12-Month Commission Lock-in AMFI introduces stricter compliance norms effective 11 August 2025 to curb distributor misuse and strengthen investor protection. 12-month lock-in on trail commissions for newly acquired mutual fund distributor (MFD) clients after a change of distributor (ARN). 11-day explicit approval window for investors before a distributor change request can be processed. SMS alert mechanism introduced to notify investors […]